UBS Securities LLC has filed a Form 38.5(b) opening position and dealing disclosure with the Irish Takeover Panel, dated 4 November 2026, in connection with DCC Energy PLC. The filing reveals that UBS Securities LLC, acting as a connected exempt principal trader, purchased 3,067 ordinary shares in DCC Energy PLC at a price of 64.53 GBP per unit on 3 November 2026. The disclosure is made under Rule 38.5(b) and Rule 38.6 of the Irish Takeover Panel Act, 1997, Takeover Rules, 2022, and signals that a formal offer process relating to DCC Energy PLC is underway. Investors in DCC Energy PLC may be watching subsequent filings closely for further movements in disclosed positions.

Key Points

  • UBS Securities LLC filing relates to DCC Energy PLC (DCC)
  • UBS Securities LLC purchased 3,067 DCC Energy PLC €0.25 ordinary shares at 64.53 GBP per unit on 3 November 2026
  • Total interest following the dealing stands at 1,364 shares (0.00%), with no short positions disclosed
  • Investors should monitor further Irish Takeover Panel disclosures relating to DCC Energy PLC for any changes in connected party positions

UBS Securities LLC Files Irish Takeover Panel Form 38.5(b) in Relation to DCC Energy PLC

UBS Securities LLC submitted its opening position disclosure on 4 November 2026, confirming its status as a connected exempt principal trader without recognised intermediary status in relation to DCC Energy PLC. The filing identifies DCC Energy PLC as both the offeror or offeree to which the form relates and the party to the offer with which UBS Securities LLC is connected. The disclosure was required under Rule 38.5(b) and Rule 38.6 of the Irish Takeover Panel Act, 1997, Takeover Rules, 2022, which govern transparency obligations during Irish takeover processes. Contact for the filing is listed as Steven McPherson, reachable at +44 (0)207 568 1863.

3,067 DCC Energy PLC Ordinary Shares Purchased at 64.53 GBP Per Unit on 3 November 2026

The dealing section of the disclosure records a purchase of 3,067 DCC Energy PLC €0.25 ordinary shares, with both the highest and lowest price per unit recorded at 64.53 GBP, indicating a single-price transaction. No sales of ordinary shares were recorded in the same period. The announcement states no cash-settled derivative transactions, no stock-settled derivative transactions, and no other dealings were undertaken. No supplemental Form 8 was attached to the filing, and the disclosure confirms no indemnity arrangements or agreements relating to options or derivatives exist between the disclosing party and any party to the offer.

Post-Dealing Position Shows 1,364 Ordinary Shares with Zero Short Exposure in DCC Energy PLC

Following the dealing recorded on 3 November 2026, the total disclosed interest of UBS Securities LLC in DCC Energy PLC €0.25 ordinary shares stands at 1,364 shares, representing 0.00% of the relevant class. No short positions are disclosed across any category, including cash-settled derivatives and stock-settled derivatives. The announcement states no agreements, arrangements, or understandings exist relating to voting rights or future acquisition or disposal of relevant securities referenced by any derivative. The figures indicate a relatively modest disclosed position within the context of the Irish Takeover Panel's mandatory transparency framework.

Irish Takeover Panel Rules Govern Disclosure Obligations Amid DCC Energy PLC Offer Process

The filing is governed by the Irish Takeover Panel Act, 1997, Takeover Rules, 2022, which require connected exempt principal traders to disclose interests and dealings in relevant securities during an offer period. DCC Energy PLC is an energy business, and the existence of this regulated disclosure process confirms a formal offer situation is in progress. The announcement notes that any inaccuracies in Rule 38 disclosures must be corrected promptly in a subsequent disclosure. Investors following the DCC Energy PLC situation may wish to track further Form 38.5(b) filings and related regulatory announcements as the process develops.